Policy

Complaints Policy

Handling, investigating, and learning from complaints and concerns at an aesthetic clinic

For Aesthetic ClinicRef BS-AES-POL-003See a sample (PDF) →
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  • Editable Microsoft Word (.docx)
  • Mapped to the CQC standards
  • Optional 3-monthly updates

What's inside

This policy is fully drafted and structured, ready to brand and complete for your service. It covers:

  • 1. Purpose
  • 2. Scope
  • 3. Policy statement
  • 4. Definitions
  • 5. Making a complaint: how concerns reach us
  • 6. The complaints procedure
  • 7. Aesthetic-sector-specific handling
  • 8. Duty of candour and serious incidents
  • 9. Escalation and independent review
  • 10. Roles and responsibilities
  • 11. Training
  • 12. Records, monitoring and audit
  • 13. Related documents
  • 14. Version control and review
  • Appendix A - Complaint record form
  • Appendix B - Complaints handling checklist
  • 15. Disclaimer

Legislation & standards it maps to

  • Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 - Regulation 16 (Receiving and acting on complaints)
  • Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 - Regulation 12 (Safe care and treatment), Regulation 17 (Good governance), Regulation 20 (Duty of candour)
  • Care Quality Commission (Registration) Regulations 2009 - Regulation 18 (Notification of other incidents)
  • Local Authority Social Services and National Health Service Complaints (England) Regulations 2009 (where publicly funded services are provided)
  • Data Protection Act 2018 and the UK General Data Protection Regulation (UK GDPR)
  • Equality Act 2010
  • General Medical Council, Nursing and Midwifery Council, and General Dental Council professional standards on openness and complaints handling
  • Provision of Services Regulations 2009 (Alternative Dispute Resolution requirements)

Who it applies to

All staff, contractors, locums, and associates of [Organisation Name] involved in the delivery, administration, or oversight of aesthetic and regulated clinical services, including registered practitioners, prescribers, aesthetic therapists, reception and front-of-house staff, and the Registered Manager.

Glossary

Plain-English explanations of the technical terms and legislation used in this document.

Accessible Information Standard
A standard requiring health and care providers to give people information in a format they can understand and to meet their communication needs.
Adverse reaction
An unwanted or harmful response to a medicine or treatment.
Alternative Dispute Resolution (ADR)
Independent mediation or adjudication used to settle a dispute without going to court, which private healthcare providers must tell complainants about.
Anaphylaxis
A severe, life-threatening allergic reaction needing immediate emergency treatment.
Best interests
A decision made for someone who cannot decide for themselves, choosing the option that is best for them.
Botulinum toxin
A prescription-only medicine, often known by brand names, injected to relax muscles and reduce wrinkles.
Care Quality Commission (CQC)
The independent regulator of health and social care services in England.
Care Quality Commission (Registration) Regulations 2009
The rules setting out the incidents and changes a registered provider must notify to the Care Quality Commission.
Chemical peel
A cosmetic treatment that applies a chemical solution to remove the top layers of skin and improve its appearance.
Complainant
The person who makes a complaint, or someone making it on their behalf with proper authority or consent.
Contemporaneous record
A note written at the time an event happens, or as soon as possible afterwards, so it is accurate and reliable.
Cooling-off period
A set time after agreeing to a treatment during which a person can reconsider before going ahead.
Data Protection Act 2018
The UK law that governs how organisations collect, store and use people's personal information.
Dermal filler
A gel-like substance injected under the skin to smooth lines or add volume.
Duty of candour
The legal duty to be open and honest with a person and their family when something goes wrong with their care.
Equality Act 2010
The law protecting people from discrimination based on characteristics such as age, disability, sex or race.
Fitness to practise
Whether a health professional has the skills, knowledge, health and character to do their job safely and effectively.
Front-of-house staff
Reception and customer-facing staff who are the first point of contact for people visiting the clinic.
General Dental Council (GDC)
The body that regulates dentists and dental care professionals in the United Kingdom.
General Medical Council (GMC)
The body that regulates doctors in the United Kingdom.
General Pharmaceutical Council (GPhC)
The body that regulates pharmacists and pharmacy services in Great Britain.
Health and Social Care Act 2008 (Regulated Activities) Regulations 2014
The main rules setting out the standards providers of regulated health and care must meet, enforced by the Care Quality Commission.
Hyaluronidase
A medicine used to dissolve dermal filler, including in emergencies such as a blocked blood vessel.
Independent Sector Complaints Adjudication Service (ISCAS)
An independent body that reviews unresolved complaints about private healthcare providers who subscribe to its scheme.
Informed consent
Agreement to treatment given freely after the risks, benefits and alternatives have been clearly explained.
Intense pulsed light (IPL)
A light-based treatment used on the skin for purposes such as hair removal or reducing pigmentation.
Local Authority Social Services and National Health Service Complaints (England) Regulations 2009
The rules setting out the statutory complaints process for publicly funded health and social care.
Locum
A practitioner who works temporarily in place of another, for example to cover absence.
Medicines and Healthcare products Regulatory Agency (MHRA)
The UK body that regulates medicines, medical devices and blood products to make sure they are safe.
Mental capacity
Whether a person can understand and make a particular decision for themselves at the time it needs to be made.
Nominated Individual
The senior person responsible to the regulator for supervising how a service is provided.
Notifiable safety incident
An unexpected event during care that caused, or could cause, death or significant harm, triggering the duty of candour.
Nursing and Midwifery Council (NMC)
The body that regulates nurses and midwives in the United Kingdom.
Parliamentary and Health Service Ombudsman
The independent body that investigates unresolved complaints about publicly funded health services and government departments in England.
Person-centred care
Care that is shaped around the individual's needs, preferences and wishes.
Prescription-only medicine (POM)
A medicine that may lawfully be supplied only on the instruction of an appropriate prescriber.
Provision of Services Regulations 2009
The rules requiring service providers, including private clinics, to give clear information and to signpost dispute-resolution options.
Registered Manager
The person registered with the regulator as responsible for the day-to-day running of a service.
Regulated activity
A type of care or treatment the law requires a provider to register with the regulator to deliver.
Remote prescribing
Prescribing a medicine without seeing the patient face to face, for example by telephone or video.
Responsible Person
The Registered Manager or nominated deputy who oversees the complaints process and ensures the rules are followed.
Root-cause analysis
A structured way of finding the underlying reason something went wrong so it can be prevented in future.
Safeguarding
Protecting people's health, wellbeing and rights and keeping them safe from abuse, harm or neglect.
Service user
A person who receives care or treatment from the service; in an aesthetic clinic, the patient or client.
Single assessment framework
The structure the regulator uses to judge a service, built around quality statements and five key questions (safe, effective, caring, responsive, well-led).
Skin needling
A cosmetic treatment using fine needles to make tiny punctures in the skin to encourage it to renew itself.
UK General Data Protection Regulation (UK GDPR)
The UK's main data-protection law governing how personal information is collected and used.
Vascular occlusion
A blockage of a blood vessel, which can be a serious emergency after dermal-filler injection.
Whistleblowing (speaking up)
Raising a concern about wrongdoing, risk or malpractice at work, protected by law.
Yellow Card scheme
The UK system run by the Medicines and Healthcare products Regulatory Agency for reporting suspected problems with medicines or medical devices.

How it works

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  2. Download your editable Word file from the link we email you straight away.
  3. Complete the placeholders for your service, then have it approved before use.
  4. Add the optional updates subscription and we keep it current as guidance changes.

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