Risk assessment

Lone Working Risk Assessment

General Practice (GP Surgery): Protecting Staff Who Work Alone, In Isolation or During Home Visits

For GP SurgeryRef BS-GP-RA-006See a sample (PDF) →
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  • Editable Microsoft Word (.docx)
  • Mapped to the CQC standards
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What's inside

This risk assessment is fully drafted and structured, ready to brand and complete for your service. It covers:

  • 1. Scope and purpose
  • 2. Legal and regulatory framework
  • 3. Risk assessment methodology
  • 4. Hazards, controls and risk rating
  • 5. Action plan
  • 6. Monitoring and review
  • 7. Disclaimer

Legislation & standards it maps to

  • Health and Safety at Work etc. Act 1974, sections 2 and 3
  • Management of Health and Safety at Work Regulations 1999 (regulations 3, 5, 8, 10, 13 and 16)
  • Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 - Regulation 12 (Safe care and treatment), Regulation 13 (Safeguarding service users from abuse and improper treatment), Regulation 17 (Good governance) and Regulation 18 (Staffing)
  • Care Quality Commission (Registration) Regulations 2009 - Regulation 18 (Notification of other incidents)
  • Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013
  • Corporate Manslaughter and Corporate Homicide Act 2007
  • Health and Safety (First-Aid) Regulations 1981
  • Equality Act 2010
  • Protection from Harassment Act 1997

Who it applies to

All employed, locum, bank, sessional, attached and contracted staff at [Organisation Name] who at any time work alone or without close or direct supervision, including GPs, advanced nurse practitioners, practice nurses, healthcare assistants, phlebotomists, community/home-visiting clinicians, reception and administrative staff, dispensary staff, cleaners and maintenance contractors.

Glossary

Plain-English explanations of the technical terms and legislation used in this document.

Advanced nurse practitioner
An experienced nurse with extra training and qualifications who can assess, diagnose and treat patients, often independently.
Alarm Receiving Centre
A staffed monitoring centre that receives alerts from lone-worker alarms and arranges a response, including contacting the emergency services.
As low as is reasonably practicable
Reducing a risk to the lowest level that is sensible once the effort, time and cost of doing so are weighed against the reduction in risk.
Aseptic technique
A way of carrying out a clinical procedure that prevents germs from contaminating the area and causing infection.
Automated external defibrillator (AED)
A portable device that checks the heart rhythm and can deliver an electric shock to restart the heart during a cardiac arrest.
Blood-borne virus
An infection such as hepatitis B, hepatitis C or HIV that can be passed on through blood.
Care Quality Commission
The independent regulator of health and social care services in England.
Closed-circuit television (CCTV)
A camera system that records or monitors activity in and around a building for safety and security.
Competent person
Someone with the training, knowledge and experience needed to manage health and safety matters properly.
Controlled drug
A medicine whose supply, storage and records are tightly restricted by law because of its potential for misuse.
Controlled-drug register
The legally required record of the receipt, supply and stock of controlled drugs held by a service.
Corporate Manslaughter and Corporate Homicide Act 2007
The law under which an organisation can be prosecuted if a serious management failure causes someone's death.
De-escalation
Techniques used to calm a tense or aggressive situation and reduce the chance of violence.
Defibrillator
A device that delivers an electric shock to the heart to try to restore a normal rhythm in an emergency.
Dispensary
The part of a practice where medicines are stored, prepared and supplied to patients.
Display screen equipment
Computer screens and similar devices, the safe use of which is governed by specific workplace health and safety rules.
Duress alarm
A button or device that lets a worker quietly raise the alarm when they feel threatened or are in danger.
Duty of care
The legal responsibility to take reasonable steps to avoid causing harm to people you are responsible for.
Dynamic risk assessment
A quick, on-the-spot check of the hazards in a changing situation, made and updated as events unfold.
Emergency department
The hospital department that provides immediate treatment for serious injuries and illness; also known as accident and emergency.
EMIS Web
A widely used computer system for storing and managing patient records in general practice.
Employee Assistance Programme
A confidential support service offering staff help with personal, emotional or work-related problems.
Equality Act 2010
The law protecting people from discrimination based on characteristics such as age, disability, sex or race.
Exposure-prone procedure
A clinical procedure where there is a risk that a worker's blood could contaminate a patient's open tissues, or the reverse.
Extended access
Appointments offered outside normal core hours, such as early mornings, evenings or weekends.
General practitioner (GP)
A doctor who provides general medical care to patients in the community, usually based at a surgery.
Global Positioning System (GPS)
A satellite-based system that pinpoints a device's location, used here to locate a lone worker who raises an alarm.
Hazard
Anything that has the potential to cause harm, such as a piece of equipment, a substance or a situation.
Health and Safety at Work etc. Act 1974
The main law setting out an employer's general duty to protect the health, safety and welfare of staff and others.
Health and Safety Executive
The national body responsible for regulating and enforcing workplace health and safety in Great Britain.
Health and Social Care Act 2008 (Regulated Activities) Regulations 2014
The regulations setting the fundamental standards that providers of regulated health and care must meet.
Healthcare assistant
A member of staff who supports nurses and doctors with basic clinical and care tasks under supervision.
Hepatitis B
A blood-borne viral infection of the liver that healthcare staff are usually vaccinated against.
Home visit
A clinical visit made to a patient in their own home or care home rather than at the surgery.
Immunisation
Giving a vaccine to protect a person against a specific infectious disease.
Infection prevention and control
The measures used to stop infection spreading between patients, staff and visitors.
Likelihood
In a risk assessment, how probable it is that a particular harm will actually happen.
Locum
A clinician who stands in temporarily for a regular member of staff.
Lone worker
Any person who works by themselves without close or direct supervision, whether all or part of the time.
Man-down detection
A feature of a lone-worker device that raises an alarm automatically if the wearer falls or stops moving.
Management of Health and Safety at Work Regulations 1999
The regulations requiring employers to assess risks and put suitable health and safety arrangements in place.
Multi-agency safeguarding hub
A team bringing together services such as social care, police and health to handle safeguarding concerns together.
Near miss
An event that could have caused harm but did not, by chance or because it was caught in time.
Needlestick injury
An injury caused by a needle or other sharp piercing the skin, which can risk passing on a blood-borne infection.
Occupational health
A service that looks after the health and wellbeing of staff in relation to their work.
Out of hours
The periods outside a practice's normal opening times when routine staffing and support are reduced.
Personal protective equipment
Items such as gloves, aprons and masks worn to protect against harm or infection.
Phlebotomist
A member of staff trained to take blood samples from patients.
Post-exposure prophylaxis
Medicine given soon after possible exposure to an infection, such as HIV, to reduce the chance of it taking hold.
Protection from Harassment Act 1997
The law that makes it an offence to pursue a course of conduct that harasses or causes alarm or distress to another person.
Regulated activity
A type of care or treatment the law requires a provider to register with the regulator to deliver.
Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013
The law requiring certain workplace injuries, diseases and dangerous events to be reported to the Health and Safety Executive.
Residual risk
The level of risk that remains once the existing control measures have been taken into account.
Risk assessment
A structured check identifying what could cause harm and what is being done to prevent it.
Risk rating
A score for a hazard, here found by multiplying its likelihood by its severity, used to set priority and action.
Safeguarding
Protecting people's health, wellbeing and rights and keeping them safe from abuse, harm or neglect.
Severity
In a risk assessment, how serious the harm would be if it did happen.
Sharps
Needles, blades and other items that can cut or puncture the skin.
Significant event
Any notable occurrence that is recorded and reviewed so a service can learn from it and improve.
Single assessment framework
The structure the regulator uses to judge a service, built around quality statements and five key questions (safe, effective, caring, responsive, well-led).
Statutory notification
An incident a provider is legally required to report to the regulator, such as a death or serious injury.
SystmOne
A widely used computer system for storing and managing patient records in general practice.
Triage
Sorting or assessing cases by urgency or risk so that the most pressing receive attention first.
Zero-tolerance policy
A stated position that abuse, threats or violence towards staff will not be accepted under any circumstances.

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