Policy

Staffing and Recruitment Policy

Safe recruitment, safer staffing and workforce assurance for regulated healthcare provision

For Private Healthcare ClinicRef BS-PH-POL-010See a sample (PDF) →
£54.99
One-off purchase · no VAT · instant download
  • Instant download after checkout
  • Editable Microsoft Word (.docx)
  • Mapped to the CQC standards
  • Optional 3-monthly updates

What's inside

This policy is fully drafted and structured, ready to brand and complete for your service. It covers:

  • 1. Purpose
  • 2. Scope
  • 3. Policy statement
  • 4. Definitions
  • 5. Workforce planning and safe staffing
  • 6. Recruitment and selection procedure
  • 7. Mandatory pre-employment checks (Schedule 3)
  • 8. Fit and proper persons, directors and ongoing fitness
  • 9. Use of bank, agency and locum staff
  • 10. Care Quality Commission framework alignment
  • 11. Roles and responsibilities
  • 12. Training
  • 13. Records, monitoring and audit
  • 14. Related documents
  • 15. Version control and review
  • 16. Appendix A - Pre-employment checklist
  • 17. Appendix B - Safe staffing escalation (red-flag) log
  • 18. Disclaimer

Legislation & standards it maps to

  • Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 - in particular Regulation 18 (Staffing), Regulation 19 (Fit and proper persons employed) and Schedule 3 (Information required in respect of persons employed)
  • Care Quality Commission (Registration) Regulations 2009
  • Safeguarding Vulnerable Groups Act 2006 and the Disclosure and Barring Service provisions made under it
  • Equality Act 2010
  • Employment Rights Act 1996
  • Immigration, Asylum and Nationality Act 2006
  • Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975 (as amended)
  • UK General Data Protection Regulation and the Data Protection Act 2018
  • Nursing and Midwifery Council and General Medical Council registration and revalidation standards

Who it applies to

All directors, registered managers, line managers, employees, bank and agency workers, contractors, locums, volunteers and students engaged by [Organisation Name]

Glossary

Plain-English explanations of the technical terms and legislation used in this document.

Acuity and dependency
A measure of how unwell people are and how much care they require, used to calculate safe staffing numbers.
Bank worker
A member of temporary staff held on an organisation's own list and engaged directly to cover demand or absence.
Care Certificate
A set of agreed standards that unregistered health and care workers are expected to meet through induction training before working unsupervised.
Care Quality Commission (CQC)
The independent regulator of health and social care services in England.
Data Protection Act 2018
The UK law that sits alongside the UK General Data Protection Regulation and governs the use of personal data.
DBS Update Service
A subscription that keeps a person's Disclosure and Barring Service check current so it can be reused and re-checked online.
Disclosure and Barring Service (DBS) check
A criminal-records check showing whether a person is suitable to work with patients or vulnerable people.
Duty to refer
A legal obligation to report a person to the Disclosure and Barring Service or a professional regulator when they have harmed, or risk harming, vulnerable people.
Enhanced DBS check with barred list information
The highest level of criminal-records check, which also shows whether a person is barred from working with children or adults.
Equality Act 2010
The law protecting people from discrimination based on characteristics such as age, disability, sex or race.
Establishment level
The planned number and mix of staff a service needs to run safely.
Fit and proper person
A person who meets the law's requirements on integrity, competence, health and good character for their role.
Fit and Proper Persons Test
The Care Quality Commission's check that a service's directors are honest, capable and of good character to hold a board-level role.
General Medical Council (GMC)
The body that registers and regulates doctors in the United Kingdom.
Health and Care Professions Council (HCPC)
The body that registers and regulates a range of health and care professionals, such as physiotherapists and paramedics.
Health and Social Care Act 2008 (Regulated Activities) Regulations 2014
The regulations setting out the fundamental standards that providers of regulated care must meet.
Immigration, Asylum and Nationality Act 2006
The law requiring employers to check that a worker has the legal right to work in the United Kingdom.
Locum
A clinician who stands in temporarily to cover a role, often through an agency.
Mandatory and statutory training
Training that staff are required to complete, either by law or by organisational policy, to work safely.
Nursing and Midwifery Council (NMC)
The body that registers and regulates nurses, midwives and nursing associates in the United Kingdom.
Occupational health
A service that assesses whether a person is medically fit for a role and advises on any adjustments they may need.
Person specification
A document listing the skills, qualifications and qualities a candidate needs for a particular job.
Personnel file
The secure record holding an individual worker's recruitment, employment and compliance documents.
Probationary period
An initial period of employment during which a new worker's suitability and performance are assessed.
Red-flag event
A staffing shortfall or warning sign that triggers immediate action to keep care safe.
Registered Manager
The person registered with the regulator as responsible for the day-to-day running of a service.
Registered person
The provider or manager who is legally registered with, and accountable to, the regulator for a service.
Registered Provider
The organisation or individual legally registered with the regulator to carry on a regulated activity.
Regulated activity
A type of care or treatment the law requires a provider to register with the regulator to deliver.
Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
The law that allows certain roles, such as those working with vulnerable people, to ask about a person's full criminal history.
Revalidation
The regular process by which registered clinicians demonstrate they remain fit to practise in order to keep their registration.
Right to work check
Confirming and recording that a worker is legally allowed to work in the United Kingdom before they start.
Risk assessment
A structured check identifying what could cause harm and what is being done to prevent it.
Safeguarding
Protecting people's health, wellbeing and rights and keeping them safe from abuse, harm or neglect.
Safeguarding Vulnerable Groups Act 2006
The law that underpins the barring of unsuitable people from working with children or vulnerable adults.
Safer Nursing Care Tool
A recognised tool used to measure patient need and help set safe nurse staffing levels.
Safer recruitment
The set of checks and verification steps designed to deter and detect applicants who are unsuitable to work with vulnerable people.
Schedule 3
The part of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 that lists the information and checks a provider must obtain before employing someone.
Single assessment framework
The structure the regulator uses to judge a service, built around quality statements and five key questions (safe, effective, caring, responsive, well-led).
Skill mix
The balance of different roles, grades and competencies among the staff on duty.
Supernumerary
Working in addition to the planned staffing numbers, for example while being oriented, rather than counting towards them.
UK General Data Protection Regulation (UK GDPR)
The UK's main data-protection law governing how personal information is collected and used.
Workforce plan
A plan setting out the number, skill mix and competence of staff a service needs to meet people's needs safely.

How it works

  1. Buy securely with Stripe - instant, no VAT, no account needed.
  2. Download your editable Word file from the link we email you straight away.
  3. Complete the placeholders for your service, then have it approved before use.
  4. Add the optional updates subscription and we keep it current as guidance changes.

Related documents

PolicyBusiness Continuity Policy£54.99
PolicyClinical Governance Policy£54.99
PolicyComplaints Handling Policy£54.99
PolicyConsent to Treatment Policy£54.99

Need the whole set?

Buy the full Private Healthcare Clinic pack and save versus buying documents individually.

View the Private Healthcare Clinic pack