Home Private Healthcare Clinic Document checklist

What a private healthcare clinic needs for CQC

The complete, inspection-ready document checklist for a private healthcare clinic — every policy, risk assessment and procedure, grouped by the compliance areas CQC assesses.

Written by founders Claire Barker & Aaron Scott — who have registered and run their own CQC-regulated clinics
Kept up to date as CQC guidance changes, with a plain-English note on what changed
If a file is faulty or not as described, we'll fix it or refund it

The full document checklist

Here is the full set of documents a private healthcare clinic needs to register with the CQC and evidence the fundamental standards across the Safe, Effective, Caring, Responsive and Well-led key questions. Every item below is written to our controlled house style and is included in the Private Healthcare Clinic Complete pack.

Registration & readiness
2 documents · The documents CQC checks first when you apply.
  • CQC Statement of Purpose Template
  • CQC Audit & Evidence Pack
Clinical & service policies
10 documents · The core policies for how your service is run and kept safe.
  • Business Continuity Policy
  • Clinical Governance Policy
  • Complaints Handling Policy
  • Consent to Treatment Policy
  • Data Protection Policy
  • Health & Safety Policy
  • Infection Control Policy
  • Medicines Management Policy
  • Safeguarding Adults Policy
  • Staffing & Recruitment Policy
Governance, information & safeguarding
35 documents · Good-governance, data protection and safeguarding policies expected of every provider.
  • Mental Capacity Act & DoLS Policy
  • Records Management & Retention Policy
  • Reasonable Adjustments Policy
  • Data Breach Policy
  • Risk Management Policy
  • Duty of Candour Policy
  • CQC Statutory Notifications & RIDDOR Policy
  • Registered Manager Responsibilities & Delegation Policy
  • Conflict of Interest Policy
  • Insurance & Indemnity Policy
  • Business Continuity & Disaster Recovery Policy
  • Fit and Proper Persons (Directors) Policy
  • Clinical Governance & Quality Assurance Policy
  • Patient Privacy Notice
  • Clinical Record-Keeping Standards Policy
  • Subject Access Request (SAR) Policy
  • Information Security Policy
  • Acceptable Use (Email, Internet & IT) Policy
  • Safeguarding Children & Young People Policy
  • Domestic Abuse Recognition & Response Policy
  • PREVENT & Radicalisation Awareness Policy
  • Zero Tolerance, Violence & Aggression Policy
  • Accessible Information Standard Policy
  • Medicines Safety Alerts & Recalls Policy
  • Infection Prevention & Control Policy
  • Emergency Drugs, Equipment & Resuscitation Policy
  • Test Results & Investigations Management Policy
  • Referral & Onward Care Policy
  • Clinical Supervision Policy
  • Deteriorating Patient & Sepsis Recognition Policy
  • Fire Safety Policy
  • Medical Devices & Equipment Management Policy
  • Safer Recruitment & DBS Policy
  • Mandatory Training & Competency Policy
  • Lone Working Policy
Risk assessments
18 documents · Scored assessments that show your policies are put into practice.
  • COSHH RA
  • Fire Safety RA
  • Medical Equipment RA
  • Medicines Storage RA
  • Manual Handling RA
  • Information Governance RA
  • Violence, Aggression & Personal Safety RA
  • Clinical Risk - Suicide & Self-Harm RA
  • Recruitment & Safer Staffing RA
  • Legionella & Water Safety RA
  • Sharps & Clinical Waste RA
  • General Workplace Health & Safety RA
  • Infection Prevention & Control RA
  • Lone Working RA
  • Display Screen Equipment (DSE) RA
  • First Aid Needs Assessment
  • Stress & Mental Wellbeing RA
  • Medical Emergency & Anaphylaxis Readiness RA
Standard operating procedures
33 documents · Step-by-step procedures your team follows day to day.
  • Admission & Pre-Assessment SOP
  • Surgical Safety Checklist & Procedure Verification SOP
  • Decontamination & Sterile Services SOP
  • Consent & Capacity SOP
  • Deteriorating Patient & Resuscitation SOP
  • Sedation SOP
  • VTE Risk Assessment & Prophylaxis SOP
  • Specimen Handling & Transport SOP
  • Discharge & Follow-Up SOP
  • Medical Device & Equipment Management SOP
  • Duty of Candour SOP
  • Resuscitation Trolley & Oxygen Check SOP
  • Chaperone SOP
  • Consent SOP
  • Cleaning & Decontamination SOP
  • Clinical Waste Management SOP
  • Medicines Handling SOP
  • Incident Reporting & Investigation SOP
  • Complaints Handling SOP
  • Medical Emergency & Resuscitation SOP
  • Patient Identification & Record-Keeping SOP
  • Appointment Booking & DNA SOP
  • Equipment Maintenance & Calibration SOP
  • Safeguarding Referral SOP
  • Professional Registration & Revalidation Monitoring SOP
  • Opening & Closing Premises Checks SOP
  • Fridge Temperature & Cold Chain Monitoring SOP
  • Emergency Drugs & Equipment Check SOP
  • CQC Statutory Notification Submission SOP
  • Duty of Candour Application SOP
  • Data Breach Response SOP
  • Subject Access Request Handling SOP
  • Clinical Audit Cycle (PDSA) SOP
HR, staffing & training
12 documents · Safe recruitment, employment and training records CQC reviews under Well-led.
  • Recruitment & Selection Policy
  • Disciplinary Policy & Procedure
  • Grievance Policy & Procedure
  • Supervision & Appraisal Policy
  • Induction & Probation Policy
  • Equality, Diversity & Inclusion Policy
  • Whistleblowing (Freedom to Speak Up) Policy
  • Staff Training & Development Policy
  • Sickness & Absence Management Policy
  • Staff Code of Conduct
  • Contract of Employment Template
  • Staff Handbook

110 documents in total.One-off purchases give you today's version; the optional updates subscription keeps every document current as CQC guidance and the law change.

Get the Private Healthcare Clinic Complete pack — £1750.00

Every document above, written to our controlled house style and downloadable the moment you order. One pack, one price — no per-document maths.

View the Complete pack →Back to Private Healthcare Clinic

Other clinic types

Not your service? See the document checklist for another setting:

Aesthetic Clinic GP Surgery ADHD Clinic Weight Loss Clinic Telehealth & Online Clinic
Important: This page is general information to help you understand CQC requirements — it is not legal advice and is not affiliated with or endorsed by the Care Quality Commission. Regulations and CQC's assessment approach change over time; always check the current position on cqc.org.uk and have a qualified professional review anything specific to your organisation.